Your Trust, Our Transparency
At AMS, we prioritize building a foundation of trust and openness with our clients. This disclosure statement is a testament to our commitment, providing you with comprehensive insights into our practices, fee structures, and regulatory information.
We believe in empowering you with knowledge, ensuring you have all the necessary information to make informed decisions about your financial future. As a fee-based registered investment advisor, our success is intrinsically linked to yours, reinforcing our dedication to your financial well-being and success.
Commitment to Transparency and Trust
Welcome to AMS, your trusted partner in financial advisory and asset management. We are committed to maintaining the highest standards of integrity and professionalism in our relationship with you, our client. This disclosure statement is designed to provide you with important information about our practices, policies, and qualifications, ensuring transparency and trust in our services.
Regulatory Information and Background
AMS is a registered investment advisor (RIA) firm, regulated by the Securities and Exchange Commission (SEC). Our firm’s registration details, along with comprehensive information about our practices, can be found in our Form ADV, available for review here.
We encourage all current and prospective clients to verify our registration and review our disclosure documents. Additionally, we recommend utilizing the FINRA BrokerCheck tool available at https://brokercheck.finra.org/ to conduct a general industry search and further ensure the credibility of any financial professional you are considering.
Client Relationship Summary
To help you understand the nature of our client-advisor relationship, we provide a Client Relationship Summary (Form CRS). This document outlines the types of services we offer, the fees and costs associated with these services, conflicts of interest, and other critical information. You can access our Client Relationship Summary here.
Fee Structure and Compensation
AMS RIA operates on a fee-based compensation model. This means that our fees are directly related to the assets we manage on your behalf, aligning our success with yours. We do not receive commissions for selling specific products, ensuring that our recommendations are unbiased and in your best interest.
Our fee structure is transparent and detailed in our Form ADV, ensuring you have a clear understanding of the costs associated with our services. We believe in full disclosure of all fees and strive to provide value that exceeds the cost of our services.
Conflicts of Interest
We are committed to acting in your best interest at all times. However, like all financial advisory firms, we face conflicts of interest. We address these conflicts through disclosure, avoidance, and mitigation, ensuring that our decisions are made in the best interest of our clients.
Our policies and procedures are designed to identify, disclose, and mitigate conflicts of interest. We encourage open communication and welcome any questions you may have about potential conflicts.
Privacy Policy
Protecting your personal and financial information is of utmost importance to us. Our privacy policy outlines the measures we take to safeguard your information and the circumstances under which we may share it. We are committed to maintaining the confidentiality, integrity, and security of your personal information.
Conclusion
At AMS, we are dedicated to providing exceptional financial advisory services, guided by integrity, transparency, and a commitment to your success. We encourage you to review our disclosure documents, verify our registration, and ask any questions you may have about our practices.
Thank you for considering AMS as your trusted financial advisor. We look forward to the opportunity to serve you and help you achieve your financial goals.